History of Shanxi

Pre-Imperial China

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In the Spring and Autumn period (722–403 BC), the state of Jin was located in what is now Shanxi Province. It underwent a three-way split into the states of Han, Zhao and Wei in 403 BC, the traditional date taken as the start of the Warring States period (403–221 BC). By 221 BC, all of these states had fallen to the state of Qin, which established the Qin Dynasty (221–206 BC).

Imperial China
The Han Dynasty (206 BC – AD 220) ruled Shanxi as the province of Bingzhou. During the invasion of northern nomads in the Sixteen Kingdoms period (304–439), several regimes including the Later Zhao, Former Yan, Former Qin, and Later Yan continuously controlled Shanxi. They were followed by Northern Wei (386–534), a Xianbei kingdom, which had one of its earlier capitals at present-day Datong in northern Shanxi, and which went on to rule nearly all of northern China.

The Tang Dynasty (618–907) originated in Taiyuan. During the Tang Dynasty and after, present day Shanxi was called Hédōng, or “east of the (Yellow) river”. Empress Wu Zetian, China’s only female ruler, was born in Shanxi in 624.

During the first part of the Five Dynasties and Ten Kingdoms period (907–960), Shanxi supplied rulers of three of the Five Dynasties, as well as being the only one of the Ten Kingdoms located in northern China. Shanxi was initially home to the jiedushi (commander) of Hedong, Li Cunxu, who overthrew the first of the Five Dynasties, Later Liang (907–923) to establish the second, Later Tang (923–936). Another jiedushi of Hedong, Shi Jingtang, overthrew Later Tang to establish the third of the Five Dynasties, Later Jin, and yet another jiedushi of Hedong, Liu Zhiyuan, established the fourth of the Five Dynasties (Later Han) after the Khitans destroyed Later Jin, the third. Finally, when the fifth of the Five Dynasties (Later Zhou) emerged, the jiedushi of Hedong at the time, Liu Chong, rebelled and established an independent state called Northern Han, one of the Ten Kingdoms, in what is now northern and central Shanxi.

Shi Jingtang, founder of the Later Jin, the third of the Five Dynasties, ceded a piece of northern China to the Khitans in return for military assistance. This territory, called The Sixteen Prefectures of Yanyun, included a part of northern Shanxi. The ceded territory became a major problem for China’s defense against the Khitans for the next 100 years, because it lay south of the Great Wall.

The later Zhou, the last dynasty of the Five Dynasties period was founded by Guo Wei, a Han Chinese, who served as the Assistant Military Commissioner at the court of the Later Han which was ruled by Shatuo Turks. He founded his dynasty by launching a military coup against the Turkic Later Han Emperor, however his newly established dynasty was short lived and was conquered by the Song Dynasty in 960.

Pagoda of Fogong Temple built in 1056
In the early years of the Northern Song Dynasty (960–1127), the sixteen ceded prefectures continued to be an area of contention between Song China and the Liao Dynasty. Later the Southern Song Dynasty abandoned all of North China, including Shanxi, to the Jurchen Jin dynasty (1115–1234) in 1127 after the Jingkang Incident of the Jin-Song wars.

The Mongol Yuan Dynasty divided China into provinces but did not establish Shanxi as a province. Shanxi only gained its present name and approximate borders during the Ming Dynasty (1368–1644) which were of the same landarea and borders as the previous Hedong Commandery that existed during the Tang Dynasty. During the Qing Dynasty (1644–1911), Shanxi extended north beyond the Great Wall to include parts of Inner Mongolia, including what is now the city of Hohhot, and overlapped with the jurisdiction of the Eight Banners and the Guihua Tümed banner in that area.

For centuries, Shanxi served as a center for trade and banking; the “Shanxi merchants” were once synonymous with wealth. The well-preserved city and UNESCO World Heritage site Pingyao shows many signs of its economic importance during the Qing dynasty.

Early Republic of China (1912–1937)

With the collapse of the Qing dynasty, Shanxi became part of the newly established Republic of China. From 1911–1949, during the entire period of the Republic of China’s period of rule over mainland China, Shanxi was controlled by the warlord Yan Xishan. Early in Yan’s rule he decided that, unless he was able to modernize and revive the economy of his small, poor, remote province, he would be unable to protect Shanxi from rival warlords. Yan devoted himself to modernizing Shanxi and developing its resources during his reign over the province. He has been viewed by Western biographers as a transitional figure who advocated using Western technology to protect Chinese traditions, while at the same time reforming older political, social and economic conditions in a way that paved the way for the radical changes that would occur after his rule.

In 1918 there was an outbreak of bubonic plague in northern Shanxi that lasted for two months and killed 2,664 people. Yan’s interactions with the Western medical personnel he met with to discuss how to suppress the epidemic inspired him to modernize and improve Shanxi’s medical infrastructure which he bagan by funding the Research Society for the Advancement of Chinese Medicine, based in Taiyuan, in 1921. Highly unusual in China at the time, the school had a four-year curriculum and included courses in both Chinese and Western Medicine. The main skills that Yan hoped physicians trained at the school would learn were: a standardized system of diagnosis; sanitary science, including bacteriology; surgical skills, including obstetrics; and, the use of diagnostic instruments. Yan hoped that his support of the school would eventually lead to increased revenues in the domestic and international trade of Chinese drugs, improved public health, and improved public education. Yan’s promotion of a modern curriculum and infrastructure of Chinese medicine achieved limited success, but much of the teaching and publication that this school of medicine produced was limited to the area around Taiyuan: by 1949 three of the seven government-run hospitals were in the city. In 1934 the province produced a ten-year-plan that envisaged employing a hygiene worker in every village, but the Japanese invasion in 1937 and the subsequent civil war made it impossible to carry these plans out. Yan’s generous support for the Research Association for the Improvement of Chinese Medicine generated a body of teaching and publication in modern Chinese medicine that became one of the foundations of the national institution of modern traditional Chinese medicine that was adopted in the 1950s.

Yan invested in Shanxi’s industrial infrastructure, and by 1949 the area around Taiyuan was a major national producer of coal, iron, chemicals, and munitions. Yan was able to protect the province from his rivals for the period of his rule partially due to his building of an arsenal in Taiyuan that, for the entire period of his administration, remained the only center in China capable of producing field artillery. Yan’s army was successful in eradicating banditry in Shanxi, allowing him to maintain a relatively high level of public order and security.

Yan went to great lengths to eradicate social traditions which he considered antiquated. He insisted that all men in Shanxi abandon their Qing-era queues, giving police instructions to clip off the queues of anyone still wearing them. In one instance, Yan lured people into theatres in order to have his police systematically cut the hair of the audience. He attempted to combat widespread female illiteracy by creating in each district at least one vocational school in which peasant girls could be given a primary-school education and taught domestic skills. After Kuomintang military victories in 1925 generated great interest in Shanxi for the Nationalist ideology, including women’s rights, Yan allowed girls to enroll in middle school and college, where they promptly formed a women’s association.

Yan attempted to eradicate the custom of foot binding, threatening to sentence men who married women with bound feet, and mothers who bound their daughters’ feet, to hard labor in state-run factories. He discouraged the use of the traditional lunar calendar and encouraged the development of local boy scout organizations. Like the Communists who later succeeded Yan, he punished habitual lawbreakers to “redemption through labour” in state-run factories.

After the failed attempt by the Chinese Red Army to establish bases in southern Shanxi in early 1936 Yan became convinced that the Communists were lesser threats to his rule than either the Nationalists or the Japanese. He then negotiated a secret anti-Japanese “united front” with the Communists in October 1936 and invited them to establish operations in Shanxi. Yan, under the slogan “resistance against the enemy and defense of the soil”, attempted to recruit young, patriotic intellectuals to his government in order to organize a local resistance to the threat of Japanese invasion. By the end of 1936 Taiyuan had become a gathering point for anti-Japanese intellectuals from all over China.

War with Japan and the Chinese Civil War (1937–1949)

The Marco Polo Bridge Incident in July 1937 led the Japanese to invade China, and Shanxi was one of the first areas the Japanese attacked. When it became clear to Yan that his forces might not be successful in repelling the Japanese army, he invited Communist military forces to re-enter Shanxi. Zhu De became the commander of the Eighth Route Army active in Shanxi and was named the vice-commander of the Second War Zone, under Yan himself. Yan initially responded warmly to the re-entry of the arrival of Communist forces, and they were greeted with enthusiasm by Yan’s officials and officers. Communist forces arrived in Shanxi just in time to help defeat a decisively more powerful Japanese force attempting to move through the strategic mountain pass of Pingxingguan.

After the Japanese responded to this defeat by outflanking the defenders and moving towards Taiyuan, the Communists avoided decisive battles and mostly attempted to harass Japanese forces and sabotage Japanese lines of supply and communication. The Japanese suffered, but mostly ignored the Eighth Route Army and continued to advance towards Yan’s capital. The lack of attention directed at their forces gave the Communists time to recruit and propagandize among the local peasant populations (who generally welcomed Communist forces enthusiastically) and to organize a network of militia units, local guerrilla bands and popular mass organizations.

Genuine Communist efforts to resist the Japanese gave them the authority to carry out sweeping and radical social and economic reforms, mostly related to land and wealth redistribution, which they defended by labeling those who resisted as hanjian. Communist efforts to resist the Japanese also won over Shanxi’s small population of patriotic intellectuals, and conservative fears of resisting them effectively gave the Communists unlimited access to the rural population. Subsequent atrocities committed by the Japanese in the effort to rid Shanxi of Communist guerrillas aroused the hatred of millions in the Shanxi countryside, causing the rural population to turn to the Communists for leadership against the Japanese. All of these factors explain how, within a year of re-entering Shanxi, the Communists were able to take control of most of Shanxi not firmly held by the Japanese.

During the Battle of Xinkou, the Chinese defenders resisted the efforts of Japan’s elite Itakagi Division for over a month, despite Japanese advantages in artillery and air support. By the end of October 1937, Japan’s losses were four times greater than those suffered at Pingxingguan, and the Itakagi Division was close to defeat. Contemporary Communist accounts called the battle “the most fierce in North China”, while Japanese accounts called the battle a “stalemate”. In an effort to save their forces at Xinkou, Japanese forces began an effort to occupy Shanxi from a second direction, in the east. After a week of fighting, Japanese forces captured the strategic Niangzi Pass, opening the way to capturing Taiyuan. Communist guerrilla tactics were ineffective in slowing down the Japanese advance. The defenders at Xinkou, realizing that they were in danger of being outflanked, withdrew southward, past Taiyuan, leaving a small force of 6,000 men to hold off the entire Japanese army. A representative of the Japanese Army, speaking of the final defense of Taiyuan, said that “nowhere in China have the Chinese fought so obstinately”.

The Japanese suffered 30,000 dead and an equal number wounded in their effort to take northern Shanxi. A Japanese study found that the battles of Pingxingguan, Xinkou, and Taiyuan were responsible for over half of all the casualties suffered by the Japanese army in North China. Yan himself was forced to withdraw after having 90% of his army destroyed, including a large force of reinforcements sent into Shanxi by the central government. Throughout 1937, numerous high-ranking Communist leaders, including Mao Zedong, lavished praise on Yan for waging an uncompromising campaign of resistance against the Japanese. Possibly because of the severity of his losses in northern Shanxi, Yan abandoned a plan of defense based on positional warfare, and began to reform his army as a force capable of waging guerrilla warfare. After 1938 most of Yan’s followers came to refer to his regime as a “guerrilla administration”.

After the surrender of Japan and the end of the Second World War, Yan Xishan was notable for his ability to recruit thousands of Japanese soldiers stationed in northwest Shanxi in 1945, including their commanding officers, into his army. By recruiting the Japanese into his service in the manner that he did, he retained both the extensive industrial complex around Taiyuan and virtually all of the managerial and technical personnel employed by the Japanese to run it. Yan was so successful in convincing surrendered Japanese to work for him that, as word spread to other areas of north China, Japanese soldiers from those areas began to converge on Taiyuan to serve his government and army. At its greatest strength the Japanese “special forces” under Yan totaled 15,000 troops, plus an officer corps that was distributed throughout Yan’s army. These numbers were reduced to 10,000 after serious American efforts to repatriate the Japanese were partially successful. Yan’s Japanese army was instrumental in helping him to retain control of most of northern Shanxi during much of the subsequent Chinese Civil War]], but by 1949 casualties had reduced the number of Japanese soldiers under Yan’s command to 3,000. The leader of the Japanese under Yan’s command, Hosaku Imamura, committed suicide on the day that Taiyuan fell to Communist forces.

Yan Xishan himself (along with most of the provincial treasury) was airlifted out of Taiyuan in March 1949. Shortly afterwards Nationalist planes stopped dropping food and supplies for the defenders due to fears of being shot down by the advancing Communists.[18] The Communists, depending largely on their reinforcements of artillery, launched a major assault on April 20, 1949, and succeeded in taking all positions surrounding Taiyuan by April 22. A subsequent appeal to the defenders to surrender was refused. On the morning of April 22, 1949, the PLA bombarded Taiyuan with 1,300 pieces of artillery and breached the city’s walls, initiating bloody street-to-street fighting for control of the city. At 10:00 am, April 22, the Taiyuan Campaign ended with the Communists in complete control of Shanxi. Total Nationalist casualties amounted to all 145,000 defenders, many of whom were taken as POWs. The Communists lost 45,000 men and an unknown number of civilian laborers they had drafted, all of whom were either killed or injured.

The fall of Taiyuan was one of the few examples in the Chinese Civil War in which Nationalist forces echoed the defeated Ming loyalists who had, in the 17th century, brought entire cities to ruins resisting the invading Manchus. Many Nationalist officers were reported to have committed suicide when the city fell. The dead included Yan’s nephew-in-law, who was serving as governor, and his cousin, who ran his household. Liang Huazhi, the head of Yan’s “Patriotic Sacrifice League”, had fought for years against the Communists in Shanxi until he was finally trapped in the massively fortified city of Taiyuan. For six months Liang put up a fierce resistance, leading both Yan’s remaining Chinese forces and his thousands of Japanese mercenaries. When Communist troops finally broke into the city and began to occupy large sections of it, Liang barricaded himself inside a large, fortified prison complex filled with Communist prisoners. In a final act of self-sacrifice, Liang set fire to the prison and committed suicide as the entire compound burned to the ground.

People’s Republic of China (1949–present)
After Yan’s time Shanxi became the site of Mao Zedong’s “model brigade” of Dazhai: a utopian communist scheme in Xiyang County that was supposed to be the model for all other peasants in China to emulate. If the people of Dazhai were especially suited for such an experiment, it is possible that decades of Yan’s socialist indoctrination may have prepared the people of Shanxi for Communist rule. After the death of Mao, the experiment was discontinued, and most peasants reverted to private farming.